This week, on the same day, two United States regulating bodies — the Financial Industry Regulatory Authority (FINRA) and its...
FINRA Charges Broker With Fraud for Trading Unregistered Cryptocurrency
The U.S. Financial Industry Regulatory Authority (FINRA) has filed a complaint against Timothy Tilton Ayre, charging him with securities fraud...
SEC Suspends Trading in Bitcoin and Ethereum Exchange-Traded Product
The regulator pointed to “a lack of current, consistent and accurate information” in the two crypto investment vehicles issued by...
SEC Denies Bitcoin ETFs Because Applicants Do Not Fit Industry Archetype
The reason the U.S. Security and Exchange Commission (SEC) has insofar denied crypto exchange traded funds (ETFs) is because the...